Serving the Legal Community

Best Practices, Regulations, Expert Witnesses and Case Preparation

FIC provides professional support to the legal community through our knowledge and experience with financial industry practices and regulations. We offer insight to law firms in various areas to benefit and protect their firm and their clients. We offer our clients in the legal community a range of services, including but not limited to:

  • Expert Witness Service
  • Expert Liability Analysis Service
  • Assistance in the Creation of Broker/Dealers and Investment Advisers
  • Guidance on Industry Norms and Practices
  • Arbitration and Customer Compliant Reviews