Industry News

Keep up to date on financial industry news and the regulatory authorities through these resource links:

• SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-18
• SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-18
• FINRA Expels Reid & Rudiger, Bars Cofounders
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2026-06-17
• SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-12
• SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-11
• Report From FINRA Board of Governors Meeting – June 2026
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2026-06-11
• SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-08
• SEC Announces New Members of Small Business Capital Formation Advisory Committee
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-04
• SEC Publishes Draft Strategic Plan for Public Comment
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-02
• SEC Announces Four New Members of Investor Advisory Committee
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-06-01
• FINRA Publishes 2026 Industry Snapshot
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2026-06-01
• SEC Proposes Rescission of Climate-Related Disclosure Rules
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-05-29
• SEC Investor Advisory Committee to Host June 4 Meeting
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-05-27
• SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-05-21
• SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
  Source: U.S. Securities and Exchange Commission (SEC)Published on 2026-05-21