Industry News

Keep up to date on financial industry news and the regulatory authorities through these resource links:

• Report From FINRA Board of Governors Meeting – December 2024
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-12-12
• FINRA Highlights Metaverse Impact on Securities Industry
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-10-24
• Report From FINRA Board of Governors Meeting – September 2024
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-09-27
• FINRA Announces Results of Board of Governors Elections
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-09-12
• FINRA Campaign Urges New Investors to Take Key Steps Before Trading
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-09-04
• FINRA’s Remote Inspections Pilot Program Begins; 741 Member Firms Opt-In to Participate
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-07-24
• FINRA Publishes 2024 Industry Snapshot
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-07-18
• FINRA Appoints Julie Glynn and Tina Gubb as SVPs of Enforcement
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-07-17
• SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-07-01
• Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-06-04
• FINRA Statement to Correct Misinformation About the New Residential Supervisory Location Rule
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-05-22
• Report From FINRA Board of Governors Meeting – May 2024
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-05-17
• FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-05-13
• FINRA Enhances Post-Trade Transparency in U.S. Treasury Securities Market
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-03-28
• FINRA Fines M1 Finance $850,000 for Violations Regarding Use of Social Media Influencer Program
  Source: Financial Industry Regulatory Authority (FINRA)Published on 2024-03-18